Cooperative AI Foundation

Charity Number: 1201294

Annual Expenditure: £0.7M

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Quick Stats

  • Annual Giving: £660,000 (2024, representing less than 50% of budgeted capacity)
  • Success Rate: Not publicly disclosed (3 grants funded in 2024 from full applicant pool)
  • Decision Time: Approximately 5 months (application to final decision)
  • Grant Range: £10,000 - £385,000
  • Geographic Focus: International

Contact Details

Website: www.cooperativeai.com

Email: operations@cooperativeaifoundation.org

Phone: 01600 717615

Registered Address: Courtenay House, Pynes Hill, Exeter, EX2 5AZ

Application Portal: SurveyMonkey Apply (cooperativeai.smapply.io)

Overview

The Cooperative AI Foundation (CAIF) was established with a $15 million philanthropic commitment from Macroscopic Ventures (formerly the Centre on Emerging Risk Research). Registered in England and Wales in 2021 (Charity Number 1201294), CAIF's mission is to support research that will improve the cooperative intelligence of advanced AI for the benefit of all. The Foundation uses a framework based on importance, neglectedness, and tractability to guide grantmaking decisions, with a focus on counterfactual and long-term improvements over the next 10-20 years. Beyond grantmaking, CAIF organises workshops at major machine learning conferences, hosts online seminar series, offers PhD fellowships, and administers research prizes and tournaments. The Foundation takes a “differential progress” approach, prioritising research that advances cooperative capabilities over dual-use capabilities that could enable coercion or manipulation.

Funding Priorities

Grant Programmes

Standard Research Grants: £10,000 - £385,000 (median: £150,000)

  • Duration: Up to 2 years
  • No upper limit on funding amount
  • Covers personnel, materials, travel, and publication expenses
  • Maximum 10% indirect costs
  • Two-stage application process (pre-proposal, then full proposal if invited)
  • Two grant rounds annually

Early-Career Track: Up to £100,000

  • Duration: Up to 12 months
  • For researchers within 2-3 years of PhD completion (or similar career stage)
  • Projects primarily carried out by a single individual
  • Assessed on both project merit and career development potential

Priority Areas

The Foundation evaluates proposals based on three key criteria: importance (contribution to cooperative intelligence of advanced AI systems), neglectedness (unlikely to be done otherwise), and tractability (conducive to making progress).

High-Priority Research Areas:

  • Theoretical identification and definition of cooperation-relevant capabilities
  • Rigorous arguments on desirability of such capabilities
  • Empirical methods for evaluating/measuring capabilities in frontier AI systems
  • Research on AI systems' tendencies toward cooperative behaviour
  • Mechanisms to promote cooperative behaviour in multi-agent systems
  • How AI can help humans cooperate more effectively
  • Understanding and preventing unwanted coordination between AI systems
  • Tracking and understanding multi-agent interactions
  • How information differences affect cooperation
  • Security considerations in multi-agent AI systems

What They Don't Fund

  • Projects with budgets under £10,000
  • Educational or advocacy projects (must be research-focused)
  • Projects not relevant to advanced AI systems or future systems
  • Research not focused on multi-agent/cooperation problems
  • Applications from CAIF staff and trustees
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Governance and Leadership

Board of Trustees:

  • Prof. Gillian Hadfield (Chair) - Legal scholar and AI researcher
  • Audrey Tang - Taiwan's Cyber Ambassador and former Digital Minister
  • Allan Dafoe - Works on safety and governance of frontier AI, believes “the governance of AI is the most important issue of the century”
  • Eric Horvitz - Distinguished AI researcher
  • Jesse Clifton - AI safety researcher

Leadership Team:

  • David Norman - Managing Director
  • Lewis Hammond - Research Director (previously Acting Executive Director)

The Foundation is guided by its framework: “CAIF is guided by the importance, neglectedness, and tractability of potential activities, while maintaining an awareness of the value of curiosity and serendipity for great science.” They prioritise “counterfactual and long-term improvements over the next 10-20 years (or longer) that would have been unlikely without our support.”

How to Apply to Cooperative Ai Foundation

How to Apply

Two-Stage Process:

  • Invitation does not guarantee funding
  • Interactive feedback may be provided during proposal development

Application Requirements:

  • Select one or more predefined research areas that align with your proposal
  • Demonstrate alignment with CAIF's mission and priorities
  • Budget must be detailed and justified
  • Projects must focus on AI development for multi-agent/cooperation problems
  • Results must be relevant for advanced AI systems, including future systems

Decision Timeline

  • Decision Timeline: Approximately 5 months from application to final decision
  • Grant Rounds: Two rounds per year
  • Notification: Decisions communicated directly to applicants

Success Rates

Success rates are not publicly disclosed. In 2024, CAIF funded 3 proposals totaling approximately £660,000, with 2 additional projects (£170,000) pending revisions. This represented less than 50% of budgeted funds, indicating the Foundation struggled to find sufficient high-quality, in-scope proposals rather than facing overwhelming competition.

Reapplication Policy

No explicit restrictions on reapplication. The Foundation has emphasised the importance of ensuring proposals align with their updated, more specific scope and priorities. They have made the scope more precisely defined to help applicants assess fit before applying.

Application Success Factors

Key Alignment Factors

  1. Scope Alignment is Critical: The Foundation has acknowledged that many proposals were out of scope. Applicants must carefully review the specific research area descriptions and ensure their work fits within the defined priorities.
  1. Focus on Differential Progress: CAIF prioritises research that advances cooperative capabilities relative to dual-use capabilities. As they state: “CAIF wants to support research that leads to significant progress on cooperative capabilities – capabilities that lead to increases in social welfare in a wide range of environments – relative to progress on capabilities that are dual-use (e.g., useful for deception, manipulation, disempowering other agents).”
  1. Demonstrate Counterfactual Impact: Show that your research is unlikely to happen without CAIF support. The Foundation explicitly looks for work that addresses neglected areas.
  1. Long-Term Relevance: Projects should contribute to improvements over a 10-20 year horizon, not just immediate applications.

Examples of Funded Projects

  • FOCAL at Carnegie Mellon University: Establishing a research lab focused on decision and game theory for increasing cooperation abilities of advanced machine agents
  • Foerster Lab for AI Research (FAIR) at University of Oxford: Machine learning research focused on cooperation
  • Cooperative Norms and Communication: Research on how cooperative norms emerge from self-interested AI agents, including development of GovSim benchmark
  • Coercion and Cooperation: Addressing dual-use capabilities underlying coercion while recognising their necessity for cooperation
  • Opponent Shaping: Evaluating methods for making decisions that guide opponents' learning toward better outcomes in mixed-motive games
  • Multi-Agent Reinforcement Learning Contest: Sponsored competition based on Melting Pot evaluation suite (672 submissions, 117 teams, $10,000 prize pool)

What Strengthens Applications

  • Formal research training and degrees (especially PhD) strengthen proposals but are not required
  • Institutional affiliation strengthens proposals but is not required (unaffiliated applications may take longer to process)
  • Clear demonstration of how the project meets all three criteria: importance, neglectedness, and tractability
  • Interdisciplinary approaches welcomed—applications from outside computer science are encouraged

Common Challenges

  • Out-of-scope proposals: Many applicants submitted proposals that didn't align with CAIF's specific mission
  • Insufficient high-quality proposals: The Foundation had capacity to fund more projects but didn't receive enough strong applications
  • Unclear fit: Applicants struggled to assess whether their work aligned with CAIF priorities under previous broader scope definitions

Strategic Advice

  1. Carefully match your proposal to one of the eight specific research areas—this is the most important factor for success
  2. Emphasise the cooperative aspects of your work and how it differs from dual-use capabilities
  3. Be explicit about neglectedness—explain why this work won't happen without CAIF support
  4. Think long-term—frame your work in terms of 10-20 year impact on advanced AI systems
  5. For early-career researchers: Consider the early-career track, which assesses both project merit and career development potential
  6. Prepare for iteration: The process includes potential for interactive feedback, so be responsive and flexible

Key Takeaways for Grant Writers

  • Scope is precisely defined: The programme requires applicants to select from eight specific research areas. Ensure perfect alignment before applying.
  • Two-stage process reduces burden: The pre-proposal stage means you won't invest significant time unless invited to submit a full proposal. Make your pre-proposal compelling and clearly aligned.
  • The Foundation has funding capacity: With only 50% of budgeted funds distributed in 2024, CAIF is actively seeking strong proposals. The challenge is fit, not overwhelming competition.
  • Emphasise differential progress: Show how your work advances cooperative capabilities specifically, not just general AI capabilities that could be dual-use.
  • International and interdisciplinary welcome: Location and discipline are not barriers. Computer science background is helpful but not required.
  • Early-career track is significant: Up to £100,000 for a single researcher is substantial funding for postdoctoral work, with emphasis on career development.
  • Reduced feedback for rejections: Most rejected applicants will receive minimal feedback. Only strong proposals in priority areas or promising early-career researchers will receive detailed feedback, so ensure initial alignment is clear.

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